Disclosure Documents

Below are the links to our disclosure documents, which we are required to provide prior to establishing a new account or providing planning advice.

WMS Privacy Notice – outlines our privacy policies regarding client information.

WMS ADV (Firm Brochure) – also known as our advertising brochure, this required disclosure document explains how we manage the Firm and our client portfolios, lists our qualifications, defines our fee structures, discloses our industry affiliations, and lists our total assets under management for your review.

WMS ADV Part 3 (Relationship Summary) – provides a brief summary of our relationship with our clients.

Grove Point Financial Form CRS –this is our broker-dealer’s relationship summary and disclosure documents. They will also send you an automated email with this information.