Charles Schwab & Company (Firm’s Custodian)
Schwab is an industry-leading custodian in charge of holding and safeguarding client assets. Schwab Advisor Services provides WMS Advisors, LLC with support in areas such as compliance, technology, wealth management services, research, and access to a wide range of investment products and expertise.
Black Diamond (Technology Partner)
This software powers the behind-the-scenes work that we do with your accounts and portfolio. This includes quarterly and on-demand statement generations, performance reports, asset allocation reviews, portfolio rebalances, billing, and many other features. In addition to supporting us as advisors, the platform also has a state-of-the-art client website and mobile application.
American Funds (Mutual Fund Company)
American Funds is the mutual fund division of Capital Group, one of the world’s largest and oldest investment management firms. Founded in 1931, American Funds provides a wide range of investment products and services geared toward helping individuals and institutions pursue long‑term financial goals
Purshe Kaplan Sterling Investments (PKS)
One of the nation’s leading independent broker-dealers serving more than 1,600 financial advisors around the country. As Registered Representatives of PKS, we can provide traditional commission-based products such as mutual funds, 529 college savings plans, insurance (life, disability, or long-term care) and alternative investment in areas such as real estate, debt, and private investment vehicles such as hedge funds or venture capital funds. If at any time a commission-based product is proposed, we will explain the recommendation and provide alternatives if applicable.
WMS Advisors, LLC, Charles Schwab & Co., Black Diamond, American Funds and PKS Investments are all nonaffiliated and are separate entities.